February 3, 2015, the Financial Industry Regulatory Authority (FINRA) issued a new report on cyber security, which details practices that firms can tailor to their business model as they strengthen their cyber security efforts.  The top 3 threats identified in the 2011 and 2014 surveys are:

  1. hackers penetrating firm systems;
  2. insiders compromising firm or client data; and
  3. operational risks.

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